Unclaimed
Chris Arlyn Schneck is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Chris has been in the financial services industry since 1992. Chris holds Series 6, 7, 9, 63, and 65 licenses, and the SIE exam. Chris is registered with the state of Texas as an investment advisor. Chris has previous experience with BANC ONE ARIZONA INVESTMENT SERVICES CORPORATION. Chris is a member of the Greater Sun Lakes Community Foundation and has a self-directed IRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
01/07/2002 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GILBERT AZ)
NA
05/01/1992 - 12/31/1994
BANC ONE ARIZONA INVESTMENT SERVICES CORPORATION
IA
Issued 08/04/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1995
Series 7 - General Securities Representative Examination
BC
Issued 04/28/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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