Unclaimed
Chris Ambrose is a financial advisor with Bankers Life Advisory Services, Inc. Chris has been in the financial services industry since March 2003. Chris has Series 7, 9, 10, 24, 52, 53, 65, 66, and 99 licenses and is registered to provide investment advice in 51 states. Chris is a financial planner who has worked with more than 10,500 individuals and 26 pensions and profit-sharing plans. Chris has access to over $1.4 billion in client assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Non-discretionary investment consulting services
1
2
IL
07/19/2023 - Present
Bankers Life Advisory Services, Inc. (CHICAGO IL)
IL
06/28/2022 - 07/10/2023
J.P. MORGAN SECURITIES LLC (Chicago IL)
IL
07/16/2021 - 05/31/2022
BANKERS LIFE SECURITIES, INC. (CHICAGO IL)
IL
12/11/2019 - 06/29/2021
WELLS FARGO CLEARING SERVICES, LLC (SCHAUMBURG IL)
IL
06/01/2016 - 12/05/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)
IL
05/18/2015 - 06/02/2016
SCOTTRADE, INC. (TINLEY PARK IL)
IL
11/24/2014 - 05/08/2015
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
IL
05/26/2005 - 10/02/2014
SCOTTRADE, INC. (ADDISON IL)
MO
04/06/2004 - 04/08/2005
SCOTTRADE, INC. (ST. LOUIS MO)
MO
07/17/2003 - 03/05/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
DE
03/27/2003 - 07/16/2003
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
KS
12/11/2002 - 02/06/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
NJ
11/21/2002 - 12/04/2002
FIRST INVESTORS CORPORATION (EDISON NJ)
MO
07/02/2002 - 11/13/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 08/06/2016
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/17/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/29/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/13/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/14/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/08/2008
Series 24 - General Securities Principal Examination
BC
Issued 08/17/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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