Unclaimed
Chris Kittell is a registered representative with Raymond James & Associates, Inc. Chris has been in the securities industry since January 24, 2005. Chris is licensed in multiple states, including Illinois, Texas, and many others. Chris holds a Series 7, Series 10, Series 31, Series 66, and Series 9 licenses. Prior to joining Raymond James, Chris worked for Morgan Stanley DW INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
12/15/2006 - Present
Raymond James & Associates, Inc. (DANVILLE IL)
IL
01/25/2005 - 09/21/2006
MORGAN STANLEY DW INC. (DANVILLE IL)
BOTH
Issued 02/10/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/02/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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