Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Alan Whalen is an investment advisor representative registered with the state of New Jersey. Chris Alan Whalen is currently associated with Evermay Wealth Management, LLC. Chris Alan Whalen has 25 years of experience in the securities industry. Chris Alan Whalen has a strong background in financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
06/15/2021 - Present
Evermay Wealth Management, LLC (COLTS NECK NJ)
NY
10/16/2019 - 09/15/2020
LIQUIDNET, INC. (NEW YORK NY)
NY
11/29/2017 - 10/23/2019
MAXIM GROUP LLC (NEW YORK NY)
NJ
07/14/2004 - 11/03/2017
CANTOR FITZGERALD & CO. (SHREWSBURY NJ)
NY
02/23/1999 - 06/14/2004
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
04/08/1998 - 12/08/1998
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
11/06/1997 - 03/27/1998
TONG YANG SECURITIES (AMERICA), INC. (NEW YORK NY)
NY
09/16/1996 - 11/07/1997
JEFFERIES & COMPANY, INC. (NEW YORK NY)
IA
Issued 06/10/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/13/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1993
Series 3 - National Commodity Futures Examination
Active
Inactive
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