Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Roberts is a financial advisor with over 27 years of experience in the industry. Chris is a Certified Financial Planner™ professional who provides comprehensive financial planning, portfolio management, and investment advice. Chris is currently registered with United Planners' Financial Services of America A Limited Partner in Oviedo, Florida. Chris has previously worked with CHARLES SCHWAB & CO., INC., and MONY SECURITIES CORP. Chris holds licenses for Series 6, 7, 9, 10, 63, and 66, along with the SIE exam. Chris is also licensed to sell life, health, and fixed annuities. Chris is a member of the National Association of Insurance and Financial Advisors (NAIFA) and the Financial Planning Association (FPA). Chris's clients include individuals, families, and businesses. Chris is committed to providing his clients with personalized financial advice and guidance.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/17/2014 - Present
United Planners' Financial Services OF America A Limited Partner (OVIEDO FL)
FL
05/15/1996 - 11/15/2013
CHARLES SCHWAB & CO., INC. (ORLANDO FL)
NY
08/03/1995 - 10/25/1995
MONY SECURITIES CORP. (NEW YORK NY)
BOTH
Issued 12/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/17/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/31/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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