Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Hughes is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Chris has over 28 years of experience in the financial services industry. Chris holds licenses in Florida, Texas and several other states. Chris is also registered with the Securities Industry and Financial Markets Association (FINRA) as a Registered Representative. Chris offers a wide range of services, including investment advisory, financial planning and portfolio management. Chris works with a variety of clients, including high-net-worth individuals, corporations and other businesses, institutions, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/01/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CLEARWATER FL)
IA
Issued 5/12/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/11/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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