linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Chris A Baczeski

Apex Clearing Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Chris? Claim Your Profile

About Chris A Baczeski

Chris Baczeski is a financial professional with over 8 years of experience in the industry. Chris is currently registered with Apex Clearing Corp. and previously held positions with Electronic Transaction Clearing, Inc., Quasar Trading, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Chris holds the Series 7, Series 63 and Series 65 licenses. Chris is active in the Broker-Dealer space.

Firm Information

Chris Baczeski is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Chris Baczeski’s Registration & Firm History

TX

05/11/2016 - Present

Apex Clearing Corp. (DALLAS TX)

TX

04/28/2020 - 03/16/2023

ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)

PR

10/18/2013 - 08/08/2014

QUASAR TRADING, LLC (SAN JUAN PR)

CT

10/26/2011 - 01/09/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SOUTHBURY CT)

Not sure if Chris A Baczeski is right for you?

Licenses & Designations

IA

Issued 03/01/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/26/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/25/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Chris A Baczeski.
Not sure if Chris A Baczeski is right for you?