Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chong? Claim Your ProfileChong Uk Nam is a financial advisor with over 28 years of experience in the industry. Chong Uk Nam is currently registered with &partners, a firm with offices in Henderson, NV, and Nashville, TN. Chong Uk Nam has previously worked with several other firms including Wells Fargo Advisors Financial Network, LLC, Wells Fargo Clearing Services, LLC, Prudential Securities Incorporated, Salomon Smith Barney Inc., PaineWebber Incorporated, and Columbus Financial, Inc. Chong Uk Nam holds several licenses including Series 3, 7, 9, 10, 31, 63 and 65 and has a broad range of experience in various financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
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2
NV
09/01/2023 - Present
&partners (Henderson NV)
NV
01/05/2018 - 09/07/2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (HENDERSON NV)
NV
07/01/2003 - 01/05/2018
WELLS FARGO CLEARING SERVICES, LLC (HENDERSON NV)
NY
03/21/2003 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/05/1997 - 04/03/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
02/21/1995 - 03/13/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CA
10/25/1994 - 01/17/1995
COLUMBUS FINANCIAL, INC. (BEVERLY HILLS CA)
IA
Issued 04/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/28/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2005
Series 3 - National Commodity Futures Examination
BC
Issued 02/02/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 10/24/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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