Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chong nam? Claim Your ProfileChong nam Chang is a financial professional licensed in several states, including California, Arizona, and Oregon. Chong nam Chang is currently affiliated with Northwestern Mutual Investment Services, LLC, where Chong nam Chang works in the Santa Monica office. Chong nam Chang holds the Series 6TO, Series 63, and SIE licenses and has been active in the financial services industry since July 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
07/25/2023 - Present
Northwestern Mutual Investment Services, LLC (Santa Monica CA)
BC
Issued 08/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/08/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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