Unclaimed
Chloe V. Smith is a financial professional with Fidelity Brokerage Services LLC. Chloe is registered with the state of Texas, as well as 52 other states. Chloe has been working in the financial services industry since April 2024. Chloe has passed the Series 7TO, Series 63, and SIE exams. Chloe is a licensed securities professional who can help you with your financial planning needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/22/2024 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 05/03/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/01/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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