Unclaimed
Chloe Kelley is a financial professional with experience in the financial services industry. She is currently registered with Pimco Investments LLC and has been with the firm since September 2013. Chloe has held previous positions with J.P. Morgan Securities Inc. Chloe holds the Series 3, 63, 7, 86, and 87 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/10/2013 - Present
Pimco Investments LLC (NEW YORK NY)
NY
09/04/2006 - 05/15/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 09/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2013
Series 3 - National Commodity Futures Examination
BC
Issued 09/10/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/09/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/11/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
Active
Inactive
F
FINRA
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