Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chloe? Claim Your ProfileChloe Sun is a registered representative with Buckman, Buckman & Reid, Inc. Chloe has been working in the financial industry since 2000. Chloe holds FINRA licenses Series 7, Series 63, and Series 79TO, and the SIE exam. Chloe is registered in Florida, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/05/2019 - Present
Buckman, Buckman & Reid, Inc. (LITTLE SILVER NJ)
NY
02/20/2018 - 02/05/2019
TELLSON SECURITIES (New York NY)
NY
10/29/2003 - 08/01/2017
CHARLES SCHWAB & CO., INC. (NEW YORK CITY NY)
IL
09/15/2003 - 11/04/2003
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
TX
05/22/2002 - 08/14/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NE
10/29/1999 - 04/23/2002
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
07/20/1999 - 10/21/1999
AXA ADVISORS, LLC (NEW YORK NY)
NY
07/20/1999 - 10/21/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 07/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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