Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chiu-ni? Claim Your ProfileChiu-ni Wang has been in the financial industry since 1994. Chiu-ni Wang is currently registered with Western International Securities, Inc. and is based in Campbell, California. Before joining Western International Securities, Inc. in 2015, Chiu-ni Wang was associated with LPL Financial LLC for 10 years. Chiu-ni Wang holds the Series 6, 7, 24, 63, and 66 licenses and is also a Certified Financial Planner™. Chiu-ni Wang offers financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/29/2015 - Present
Western International Securities, Inc. (Campbell CA)
CA
06/17/2005 - 08/05/2015
LPL FINANCIAL LLC (SAN FRANCISCO CA)
NY
04/18/2002 - 05/06/2005
IFMG SECURITIES, INC. (PURCHASE NY)
NY
09/26/2000 - 04/19/2002
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
05/17/1999 - 09/18/2000
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
CA
11/21/1994 - 04/12/1999
CAL FED INVESTMENTS (SACRAMENTO CA)
NY
01/19/1994 - 07/18/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
01/19/1994 - 07/18/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 04/12/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/1997
Series 7 - General Securities Representative Examination
BC
Issued 01/18/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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