Unclaimed
Chirag Nimesh Kapadia is a financial advisor with UBS Securities LLC, a leading global financial services firm. With over six years of experience in the industry, Chirag holds both Series 79 and Series 63 licenses. Chirag's career in the financial services industry began in 2014 at CITIGROUP GLOBAL MARKETS INC. Currently, Chirag is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/27/2018 - Present
UBS Securities LLC (New York NY)
NY
08/05/2014 - 07/07/2016
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/08/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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