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Chip Hallsten

Northwestern Mutual Investment Services, LLC

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About Chip Hallsten

Chip Hallsten is a financial advisor at Northwestern Mutual Investment Services, LLC. Chip is a registered representative with FINRA, and is licensed to sell securities in 27 states. Chip has been in the financial services industry for 15 years. Chip holds the Series 6, 7, 63, and 66 licenses. Chip is also licensed to sell insurance products. Chip may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity, and/or disability income insurance products. Chip has been affiliated with Northwestern Mutual Life Insurance Company since 2008 and with Northwestern Mutual Investment Services, LLC since 2009.

Firm Information

Chip Hallsten is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Chip Hallsten’s Registration & Firm History

MO

04/03/2015 - Present

Northwestern Mutual Investment Services, LLC (CHESTERFIELD MO)

MO

08/22/2008 - 12/01/2008

MOLONEY SECURITIES CO., INC. (MANCHESTER MO)

MO

07/02/2008 - 12/01/2008

R.T. JONES CAPITAL EQUITIES, INC. (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 03/30/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/15/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/2014

Series 7 - General Securities Representative Examination

BC

Issued 07/01/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chip Hallsten.
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