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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chiou-pying? Claim Your ProfileChiou-pying Cheng is an investment advisor representative at Fidelity Personal And Workplace Advisors. Chiou-pying has been working in the financial services industry since 2005 and is registered with the state of Texas and California. Chiou-pying's experience includes working with New York Life Insurance Co, NYLIFE Securities LLC, MML INVESTORS SERVICES, LLC, and PRUCO SECURITIES. Chiou-pying is a registered representative with FINRA, and has earned the Series 6, 7TO, 26, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/24/2020 - Present
Fidelity Personal AND Workplace Advisors (CAMPBELL CA)
CA
03/18/2020 - 10/15/2020
MML INVESTORS SERVICES, LLC (San Jose CA)
CA
05/16/2017 - 02/28/2020
NYLIFE SECURITIES LLC (SAN JOSE CA)
CA
03/09/2006 - 01/30/2017
PRUCO SECURITIES, LLC. (SAN JOSE CA)
GA
06/08/2005 - 03/01/2006
WORLD GROUP SECURITIES, INC. (DULUTH GA)
IA
Issued 06/02/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/30/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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