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Chintan Praful Dholakia

Wells Fargo Securities, LLC

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About Chintan Praful Dholakia

Chintan Praful Dholakia is a securities professional with over 12 years of experience in the financial services industry. Chintan is currently registered with Wells Fargo Securities, LLC and holds a variety of licenses including Series 7, Series 52TO, Series 79TO, Series 99TO, and the SIE. Chintan is also registered as a securities professional in all 50 states, the District of Columbia, and Puerto Rico. Chintan was previously employed with SAMUEL A RAMIREZ & CO., INC., where he was registered from February 2011 to January 2014.

Firm Information

Chintan Dholakia is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chintan Dholakia’s Registration & Firm History

CA

01/14/2014 - Present

Wells Fargo Securities, LLC (SAN FRANCISCO CA)

NY

02/02/2011 - 01/13/2014

SAMUEL A RAMIREZ & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/10/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 05/30/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Chintan Praful Dholakia.
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