Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chinh? Claim Your ProfileChinh Nguyen is a financial advisor with Raymond James Financial Services Advisors, Inc., located in Tacoma, Washington. Chinh has been working in the financial services industry since December 7, 2005. Chinh holds a Series 6, 7, 63, and 65 license and a SIE certification. Chinh provides financial planning, pension consulting, educational seminars, and portfolio management services to individuals and businesses. In addition to Raymond James Financial Services Advisors, Inc., Chinh has also worked for U.S. BANCORP INVESTMENTS, INC., HSBC SECURITIES (USA) INC., BANC OF AMERICA INVESTMENT SERVICES, INC., CETERA INVESTMENT SERVICES LLC, and STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
03/07/2024 - Present
Raymond James Financial Services Advisors, Inc. (Tacoma WA)
WA
03/01/2023 - 10/18/2023
CETERA INVESTMENT SERVICES LLC (SEATTLE WA)
WA
01/20/2016 - 03/06/2023
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC (SEATTLE WA)
WA
10/26/2011 - 07/28/2015
U.S. BANCORP INVESTMENTS, INC. (BELLEVUE WA)
WA
11/17/2010 - 10/04/2011
HSBC SECURITIES (USA) INC. (SEATTLE WA)
WA
06/18/2003 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (KIRKLAND WA)
IA
Issued 04/25/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/16/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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