Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ching? Claim Your ProfileChing Lam is a financial professional with experience in the securities industry. Ching holds the Series 63, Series 57TO, Series 79TO, and SIE licenses. Ching is currently registered with Optiver US LLC. Ching was previously registered with William Blair.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/15/2024 - Present
Optiver US LLC (CHICAGO IL)
IL
07/11/2022 - 08/14/2023
WILLIAM BLAIR (CHICAGO IL)
BC
Issued 05/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2024
Series 57TO - Securities Trader Exam
BC
Issued 07/09/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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