Unclaimed
Chin Yu Kim is a registered representative with Hightower Securities, LLC. Chin Yu Kim has been in the securities industry since February 5, 2006. Chin Yu Kim is registered with the state of New York and has passed the Series 63, Series 7 and SIE exams. Chin Yu Kim was previously employed by Citigroup Global Markets Inc. and Olympia Asset Management, Ltd.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/11/2009 - Present
Hightower Securities, LLC (CHICAGO IL)
NY
10/10/2007 - 09/16/2009
CITIGROUP GLOBAL MARKETS INC. (ROSLYN NY)
NY
10/19/2005 - 08/16/2007
OLYMPIA ASSET MANAGEMENT,LTD. (NEW YORK NY)
BC
Issued 10/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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