Unclaimed
Chin Liu is a registered representative in California. Chin is associated with Jefferies LLC and has been in the securities industry for over 6 years. Chin holds the Series 63, SIE, and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/12/2017 - Present
Jefferies LLC (SAN FRANCISCO CA)
BC
Issued 08/19/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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