Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chihjung? Claim Your ProfileChihjung Tracy Lu is a financial advisor with over 20 years of experience in the financial services industry. Chihjung Tracy Lu is currently registered with MML Investors Services, LLC in California. Chihjung Tracy Lu has held previous positions at MSI Financial Services, INC., New England Securities, and Signator Investors, Inc. Chihjung Tracy Lu holds FINRA Series 6, 7, 63, and 66 licenses and the SIE designation. Chihjung Tracy Lu specializes in asset allocation programs, financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
03/25/2017 - Present
MML Investors Services, LLC (NEWPORT BEACH CA)
CA
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (PASADENA CA)
CA
03/14/2002 - 01/02/2015
NEW ENGLAND SECURITIES (PASADENA CA)
MA
01/19/1999 - 04/09/2002
SIGNATOR INVESTORS, INC. (BOSTON MA)
NJ
01/11/1994 - 12/23/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 11/14/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2016
Series 7 - General Securities Representative Examination
BC
Issued 01/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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