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Chih-tao Ma

Independent Financial Group, LLC

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About Chih-tao Ma

Chih-tao Ma is a financial advisor with over 20 years of experience in the financial industry. Currently, Chih-tao Ma is registered with Independent Financial Group, LLC and is licensed in California, New Jersey and New York. Prior to that, Chih-tao Ma was registered with CETERA INVESTMENT SERVICES LLC, UNIONBANC INVESTMENT SERVICES, LLC and BANCWEST INVESTMENT SERVICES, INC. Chih-tao Ma offers a variety of financial services, including financial planning, portfolio management and pension consulting.

Firm Information

Chih-tao Ma is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Chih-tao Ma’s Registration & Firm History

CA

12/14/2016 - Present

Independent Financial Group, LLC (Diamond Bar CA)

CA

05/29/2012 - 12/14/2016

CETERA INVESTMENT SERVICES LLC (TORRANCE CA)

CA

07/07/2011 - 05/10/2012

UNIONBANC INVESTMENT SERVICES, LLC (CITY OF INDUSTRY CA)

CA

12/12/2003 - 07/01/2011

BANCWEST INVESTMENT SERVICES, INC. (LOS ANGELES CA)

NY

05/12/2003 - 12/19/2003

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

SC

07/12/2000 - 05/06/2003

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

CA

04/05/2000 - 11/28/2000

FORTUNE SECURITIES, INC. (ALHAMBRA CA)

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Licenses & Designations

BOTH

Issued 12/07/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/15/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Chih-tao Ma. Review regulatory record here.
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