Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chih-hsuan? Claim Your ProfileChih-hsuan Chien is a registered investment advisor representative with Citigroup Global Markets Inc.. Chih-hsuan has been in the securities industry since 2007. Chih-hsuan is licensed to provide investment advice in 17 states and the District of Columbia. Chih-hsuan has passed the Series 6, 7, 63, and 65 exams as well as the Securities Industry Essentials Examination. Chih-hsuan has experience working with high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Chih-hsuan's areas of specialization include asset allocation advice, financial planning, pension consulting, and portfolio management. Chih-hsuan is also a registered representative with Citigroup Global Markets Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/04/2014 - Present
Citigroup Global Markets Inc. (SAN RAMON CA)
CA
04/17/2013 - 03/03/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
CA
09/16/2009 - 09/24/2012
HSBC SECURITIES (USA) INC. (FREMONT CA)
CA
02/21/2007 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN JOSE CA)
IA
Issued 06/14/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/20/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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