Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chien? Claim Your ProfileChien Nguyen is an investment advisor with Wells Fargo Clearing Services, LLC, based in Newport Beach, CA. Chien Nguyen has been working in the financial services industry since 1998. Chien Nguyen is licensed to provide investment advisory services in Arizona, California, Colorado, Florida, Georgia, Maryland, Missouri, Nevada, Texas, Washington, and Wisconsin. Chien Nguyen also holds Series 7, Series 63, Series 65, and SIE licenses. Before joining Wells Fargo Clearing Services, LLC, Chien Nguyen was affiliated with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, WELLS FARGO ADVISORS, LLC, WELLS FARGO INVESTMENTS, LLC, WM FINANCIAL SERVICES, INC., and WELLS FARGO SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/10/2024 - Present
Wells Fargo Clearing Services, LLC (NEWPORT BEACH CA)
CA
01/12/2012 - 05/06/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
CA
01/03/2011 - 01/12/2012
WELLS FARGO ADVISORS, LLC (WESTMINSTER CA)
CA
06/06/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (FOUNTAIN VALLEY CA)
CA
02/28/2001 - 06/01/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
06/26/1998 - 03/05/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
IA
Issued 08/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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