linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Chien Hsin Lee

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Chien? Claim Your Profile

About Chien Hsin Lee

Chien Hsin Lee is a registered representative with Northwestern Mutual Investment Services, LLC. Chien has been in the securities industry since April 8, 2007. Chien holds Series 7 and 66 securities licenses. Chien is currently registered with the state of Virginia and is also registered as an Investment Adviser Representative. Chien has been registered with Northwestern Mutual Investment Services, LLC since January 24, 2008. Chien's previous employer was Ameriprise Financial Services, Inc. Chien may also earn commissions from insurance companies for sales of non-variable life, health, annuity and/or disability income insurance products. Chien is also the owner of BPFG LLC which is a legal entity for WMC Compensation and EA Employment.

Firm Information

Chien Lee is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

11790 SUNRISE VALLEY DR

RESTON, VA 20191

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Chien Lee’s Registration & Firm History

VA

01/24/2008 - Present

Northwestern Mutual Investment Services, LLC (RESTON VA)

VA

11/20/2006 - 07/26/2007

AMERIPRISE FINANCIAL SERVICES, INC. (VIENNA VA)

Not sure if Chien Hsin Lee is right for you?

Licenses & Designations

BOTH

Issued 11/28/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 3/28/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chien Hsin Lee.
Not sure if Chien Hsin Lee is right for you?