Unclaimed
Chien Hsin Lee is a registered representative of Northwestern Mutual Investment Services, LLC. Chien is also a registered investment advisor representative in Virginia. Chien is a registered representative since January 2008 and has been in the industry since April 2007. Chien has earned the Series 66, SIE and Series 7 securities licenses. Chien is registered with 41 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
VA
01/24/2008 - Present
Northwestern Mutual Investment Services, LLC (RESTON VA)
VA
11/20/2006 - 07/26/2007
AMERIPRISE FINANCIAL SERVICES, INC. (VIENNA VA)
BOTH
Issued 11/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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