Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chiang? Claim Your ProfileChiang K Wu is a financial advisor at Morgan Stanley. Chiang has been working in the financial industry since 1993. Chiang holds FINRA Series 3, 7, 63, and 66 licenses, as well as registrations in Florida and Texas. Chiang has experience working with a wide range of clients, including individuals, families, businesses, institutions, and high-net-worth individuals. Chiang's previous employers include Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Citicorp Investment Services. In addition to providing investment advice, Chiang is also a licensed real estate agent and manages rental properties.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
11/20/2020 - Present
Morgan Stanley (Coral Gables FL)
FL
03/11/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CORAL GABLES FL)
NY
10/25/1995 - 02/21/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/25/1993 - 08/09/1995
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 08/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1997
Series 3 - National Commodity Futures Examination
BC
Issued 06/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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