Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chiahua? Claim Your ProfileChiahua Hsu is a financial professional with over 13 years of experience in the securities industry. Chiahua has a Series 7, Series 63 and Series 66 licenses. Chiahua currently works for Citigroup Global Markets Inc., and has also held roles at J.P. Morgan Securities LLC, Cetera Investment Services LLC, BancWest Investment Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Chiahua provides a range of services to clients, including portfolio management for businesses and individuals, financial planning, security ratings, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/27/2023 - Present
Citigroup Global Markets Inc. (LOS ANGELES CA)
CA
10/18/2018 - 08/01/2023
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
08/01/2017 - 10/12/2018
CETERA INVESTMENT SERVICES LLC (SAN FRANCISCO CA)
CA
06/06/2016 - 07/12/2017
BANCWEST INVESTMENT SERVICES, INC. (BERKELEY CA)
CA
02/10/2014 - 08/03/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
BOTH
Issued 03/21/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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