Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chia-hsin? Claim Your ProfileChia-hsin J. Chen is a financial advisor who has been working in the industry since 2005. Chia-hsin has worked for Morgan Stanley DW Inc. and is currently affiliated with Merrill Lynch, Pierce, Fenner & Smith Inc. Chia-hsin has passed the Series 7, Series 31, Series 66 and SIE exams. Chia-hsin is registered with the state of California, Texas, and 15 other states. Chia-hsin holds registrations for both Broker/Dealer and Investment Advisor. Chia-hsin is a specialist in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/12/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (IRVINE CA)
CA
04/28/2005 - 02/21/2007
MORGAN STANLEY DW INC. (CUPERTINO CA)
BOTH
Issued 06/17/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 04/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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