Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chi? Claim Your ProfileChi Qiu is an active Registered Representative, holding Series 63, SIE, and Series 79TO licenses. Chi has been in the industry since September 2024, currently employed with TD Securities (usa) LLC. Chi is licensed in California and New York and is located in the New York office of TD Securities (usa) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/05/2024 - Present
TD Securities (usa) LLC (NEW YORK NY)
BC
Issued 07/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/01/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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