Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chi-man? Claim Your ProfileChi-man Lam is a securities professional with over 10 years of experience in the financial industry. Chi-man has been registered with Cantor Fitzgerald & Co. since July 2019, and previously worked with Wolfe Research Securities and Macquarie Capital (USA) Inc. Chi-man holds the Series 99 and Securities Industry Essentials (SIE) licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/01/2019 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
09/06/2016 - 01/10/2019
WOLFE RESEARCH SECURITIES (NEW YORK NY)
NY
04/10/2012 - 08/05/2016
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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