Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chi? Claim Your ProfileChi Mak is a financial advisor with over 17 years of experience in the industry. Chi currently works at TD Private Client Wealth LLC in New York, NY. Previously, Chi has worked at various firms including Infinex Investments, Inc., J.P. Morgan Securities LLC, Essex National Securities, LLC, Banc of America Investment Services, Inc., Citigroup Global Markets Inc., Citicorp Investment Services, and HSBC Securities (USA) Inc. Chi holds Series 6, 7, 63, and 66 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
06/28/2023 - Present
TD Private Client Wealth LLC (NEW YORK NY)
NY
10/03/2018 - 06/23/2023
INFINEX INVESTMENTS, INC. (FLUSHING NY)
NY
09/01/2016 - 10/12/2018
J.P. MORGAN SECURITIES LLC (FLUSHING NY)
NY
07/01/2016 - 08/15/2016
INFINEX INVESTMENTS, INC. (FLUSHING NY)
NY
04/26/2010 - 07/01/2016
ESSEX NATIONAL SECURITIES, LLC (FLUSHING NY)
NY
04/13/2009 - 04/26/2010
ESSEX NATIONAL SECURITIES, INC. (FLUSHING NY)
NY
10/01/2007 - 03/26/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FOREST HILLS NY)
NY
05/29/2007 - 09/06/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/12/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
01/19/2006 - 09/07/2006
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BOTH
Issued 11/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/18/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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