Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chi ling gillian? Claim Your ProfileChi Ling Gillian Yu is a financial advisor with Morgan Stanley. Chi Ling Gillian Yu has over 20 years of experience in the financial services industry, specializing in providing financial advice to individuals, high-net-worth individuals, and businesses. Chi Ling Gillian Yu holds a Series 66 license, which qualifies her to provide investment advice in multiple states. She has also earned Series 7 and SIE licenses, demonstrating her expertise in securities trading. Chi Ling Gillian Yu has previously worked at Credit Suisse Securities (USA) LLC and Donaldson, Lufkin & Jenrette Securities Corporation. Chi Ling Gillian Yu's main office is located in San Francisco, CA.
Kensington, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
10/28/2015 - Present
Wealthpenn.comllc (Kensington CA)
CA
01/17/2003 - 11/11/2015
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
NJ
10/08/2001 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BOTH
Issued 11/3/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/6/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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