Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chi? Claim Your ProfileChi Ikoku is a financial professional with over 17 years of experience in the industry. Chi is currently registered with Fidelity Brokerage Services LLC and has a Series 63, 66, 7, 7TO, 99TO, and SIE license. Chi is also registered in 53 states and the District of Columbia. Previously, Chi was registered with CITICORP INVESTMENT SERVICES and M.L. STERN & CO., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/11/2023 - Present
Fidelity Brokerage Services LLC (SAN FRANCISCO CA)
CA
08/11/2006 - 09/12/2006
CITICORP INVESTMENT SERVICES (EL CERRITO CA)
CA
10/06/2005 - 07/13/2006
M.L. STERN & CO., LLC. (SAN FRANCISCO CA)
BC
Issued 02/24/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/2023
Series 99TO - Operations Professional Examination
BC
Issued 02/10/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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