Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chi? Claim Your ProfileChi Hong Hum is a financial professional with over 25 years of experience in the securities industry. Hum is currently registered with MMC Securities LLC. Prior to joining MMC Securities LLC, Hum was employed by Swiss Re Capital Markets Corporation in New York, NY. Hum holds several licenses including Series 7, Series 24, Series 63, Series 79TO, Series 99TO, and SIE. Hum is licensed in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/17/2007 - Present
MMC Securities LLC (NEW YORK NY)
NY
01/13/1997 - 06/06/2006
SWISS RE CAPITAL MARKETS CORPORATION (NEW YORK NY)
BC
Issued 06/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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