Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chhavi? Claim Your ProfileChhavi Sharma is a registered representative with HSBC Securities (USA) Inc. in Buffalo, New York. Chhavi has been in the financial services industry since 2017. Chhavi holds Series 6, Series 7, Series 63, and SIE licenses. Chhavi specializes in providing financial advice to individuals and families, including investment advice, retirement planning, and college savings. Chhavi is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/18/2022 - Present
Hsbc Securities (usa) Inc. (Buffalo NY)
NY
02/18/2017 - 05/12/2017
HSBC SECURITIES (USA) INC. (JERICHO NY)
BC
Issued 06/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/16/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/26/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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