Unclaimed
Chester Lawrence Naiman is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Chester has been in the securities industry since November 1, 1997. Chester has a Series 7, Series 63 and Series 66 license. Chester's office is located at 9000 SOUTHSIDE BLVD in Jacksonville, Florida. Chester is registered in Florida, New Jersey, New York, Pennsylvania, Texas, and West Virginia. Chester has a total of 7 approved SRO registrations, 1 approved FINRA registration, 5 approved state registrations, and 2 approved IA state registrations. Chester's current employer is Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with them since October 1999. Chester has worked at DEAN WITTER REYNOLDS INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in the past. Chester specializes in the following areas: Fixed Income, Equities, Mutual Funds, Options, Annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/11/2004 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (JACKSONVILLE FL)
NA
01/11/1988 - 05/20/1989
DEAN WITTER REYNOLDS INC.
NA
01/21/1987 - 01/27/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 06/19/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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