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Chester E Scotland

Spartan Capital Securities, LLC

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About Chester E Scotland

Chester E Scotland is a licensed securities professional with over 20 years of experience in the financial services industry. Currently registered with Spartan Capital Securities, LLC, Chester has a broad background in financial markets. Chester has held previous roles at firms including SW Financial, Worden Capital Management LLC, Sands Brothers & Co., LTD., CitiCorp Investment Services, Continental Broker-Dealer Corp., Schneider Securities, INC., Bishop, Rosen & Co., INC. and Mason Hill & Co., INC. Chester holds Series 7, Series 7TO, SIE and Series 63 licenses.

Firm Information

Chester Scotland is currently registered with Spartan Capital Securities, LLC. Spartan Capital Securities, LLC is a Limited Liability Company formed in June 2007. It is registered to do business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has an active SEC registration and is subject to regulatory oversight.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chester Scotland’s Registration & Firm History

NY

05/24/2024 - Present

Spartan Capital Securities, LLC (NEW YORK NY)

NY

12/10/2019 - 07/07/2020

SW FINANCIAL (NEW YORK NY)

NY

02/15/2019 - 12/17/2019

WORDEN CAPITAL MANAGEMENT LLC (New York NY)

NY

01/31/2002 - 07/25/2002

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

NY

04/30/2001 - 10/18/2001

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

02/08/2001 - 03/23/2001

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

CO

12/14/2000 - 01/30/2001

SCHNEIDER SECURITIES, INC. (DENVER CO)

NY

05/04/2000 - 08/01/2000

BISHOP, ROSEN & CO., INC. (NEW YORK NY)

NY

05/22/2000 - 06/07/2000

MASON HILL & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/23/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/11/2024

Series 7TO - General Securities Representative Examination

BC

Issued 01/10/2019

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Chester E Scotland. Review regulatory record here.
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