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Chester Donald Goldstone

Cetera Advisors LLC

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About Chester Donald Goldstone

Chester Donald Goldstone is a financial advisor with Cetera Advisors LLC. Chester has over 25 years of experience in the financial services industry. Chester is registered with the state of Iowa. Chester holds Series 6 and Series 63 licenses. Chester is also a Registered Representative of Cetera Financial Specialists LLC and Cetera Advisor Networks LLC.

Firm Information

Chester Goldstone is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chester Goldstone’s Registration & Firm History

IA

10/28/2019 - Present

Cetera Advisors LLC (WEST DES MOINES IA)

IA

10/28/2019 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (W Des Moines IA)

CA

07/19/2016 - 02/13/2018

NATIONAL PLANNING CORPORATION (El Segundo CA)

CA

04/29/2016 - 07/01/2016

SAGEPOINT FINANCIAL, INC. (BEVERLY HILLS CA)

CA

05/02/2009 - 04/28/2010

CHASE INVESTMENT SERVICES CORP. (LOS ANGELES CA)

CA

04/17/2009 - 05/02/2009

WAMU INVESTMENTS, INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 05/26/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/29/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chester Donald Goldstone.
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