Unclaimed
Chester Yu has been a registered investment advisor representative since 1996. Chester is currently employed by J.p. Morgan Securities LLC, a broker-dealer. Chester has also been registered with J.P. MORGAN SECURITIES INC., J. P. MORGAN ADVISORY SERVICES INC., J. P. MORGAN ADVISORS, INC., METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY. Chester holds several securities licenses including Series 6, Series 7, and Series 63. Chester has a long history of serving clients in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/07/2024 - Present
J.p. Morgan Securities LLC (New York NY)
NY
05/04/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
03/27/2001 - 05/04/2001
J. P. MORGAN ADVISORY SERVICES INC. (NEW YORK NY)
NY
01/25/2000 - 03/27/2001
J. P. MORGAN ADVISORS, INC. (NEW YORK NY)
NY
07/23/1999 - 01/28/2000
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
MA
07/23/1996 - 07/30/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/23/1996 - 07/30/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 05/07/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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