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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cheryle? Claim Your ProfileCheryle Lynne Schmidt is a financial advisor with UBS Financial Services Inc. in Houston, Texas. Cheryle has been in the financial services industry since September 21, 1999. Cheryle is registered with the state of Texas as a Registered Representative and Investment Advisor Representative. Cheryle has a wide range of experience in the financial services industry, and is committed to providing her clients with personalized financial advice and investment management services. Cheryle holds the Series 7, Series 9, Series 10, Series 63, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
11/16/2015 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
01/14/2009 - 12/15/2015
CREDIT SUISSE SECURITIES (USA) LLC (HOUSTON TX)
TX
05/06/2008 - 01/16/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
CA
04/02/2007 - 03/03/2008
MORGAN STANLEY & CO., INCORPORATED (CARLSBAD CA)
CA
03/14/2005 - 04/02/2007
MORGAN STANLEY DW INC. (LAGUNA WOODS CA)
NJ
09/21/1999 - 03/14/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 06/01/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/06/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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