Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cheryl? Claim Your ProfileCheryl Smith is a registered investment advisor representative with LPL Financial LLC, with a branch office in Branford, CT. Cheryl has been in the industry for over 10 years and is registered with the state of Connecticut as a broker-dealer and investment advisor. Cheryl has a strong track record of providing financial guidance to clients, including individuals, families, businesses, and retirement plans. Cheryl holds FINRA Series 6, 7, 63, and 66 licenses, and the SIE exam. Cheryl’s prior industry experience includes a role at KEY INVESTMENT SERVICES LLC, as well as previous roles at First Niagara Bank and Webster Bank. Cheryl is committed to providing personalized financial advice to her clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
10/12/2016 - Present
LPL Financial LLC (BRANFORD CT)
CT
09/21/2016 - 10/19/2016
KEY INVESTMENT SERVICES LLC (GUILFORD CT)
CT
06/18/2012 - 09/21/2016
LPL FINANCIAL LLC (BRANFORD CT)
BOTH
Issued 10/01/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/15/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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