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Cheryl Hillis Carlon

Wells Fargo Clearing Services, LLC

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About Cheryl Hillis Carlon

Cheryl Hillis Carlon has been in the financial industry since 1997. Cheryl is currently registered with Wells Fargo Clearing Services, LLC, and previously worked for other firms, including Synovus Securities, Inc., Wachovia Securities, LLC, Citigroup Global Markets Inc., Charles Schwab & Co., Inc., Banc of America Investment Services, Inc., and NationsSecurities. Cheryl holds a variety of licenses, including Series 7, 9, 10, 63, SIE, and 99TO. Cheryl provides a variety of financial services to clients, including investment consulting, financial planning, pension consulting, portfolio management for businesses, and portfolio management for individuals.

Firm Information

Cheryl Carlon is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Cheryl Carlon’s Registration & Firm History

GA

01/08/2008 - Present

Wells Fargo Clearing Services, LLC (SAVANNAH GA)

GA

03/08/2007 - 01/08/2008

SYNOVUS SECURITIES, INC. (SAVANNAH GA)

GA

06/06/2005 - 03/01/2007

WACHOVIA SECURITIES, LLC (SAVANNAH GA)

NY

03/22/2005 - 05/26/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

TX

02/22/2000 - 11/23/2004

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

MA

01/01/1998 - 01/28/2000

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NA

12/16/1996 - 01/01/1998

NATIONSSECURITIES

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Licenses & Designations

BC

Issued 02/24/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/27/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/01/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Cheryl Hillis Carlon.
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