Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cheryl? Claim Your ProfileCheryl Farley is a financial advisor with J.P. Morgan Securities LLC. Cheryl has been in the industry since 1987 and has experience in various sectors, including investment management for individuals and businesses, financial planning, and pension consulting. She is registered with FINRA and holds the Series 7, Series 10, Series 24, Series 51, Series 63 and Series 65 licenses. Cheryl has previously worked at Charles Schwab & Co., Inc. and Bancwest Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
11/10/2020 - Present
J.p. Morgan Securities LLC (CUPERTINO CA)
CA
11/21/2017 - 11/26/2019
CHARLES SCHWAB & CO., INC. (Fremont CA)
CA
03/21/1999 - 08/29/2017
BANCWEST INVESTMENT SERVICES, INC. (PALO ALTO CA)
OR
09/13/1994 - 03/26/1999
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
IN
12/10/1993 - 10/19/1994
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
12/10/1993 - 10/19/1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MN
05/22/1986 - 10/06/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
IA
Issued 07/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/10/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/26/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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