Unclaimed
Cheryl Ann Schmidt is a financial professional with over 29 years of experience in the industry. Cheryl has a broad range of experience in the financial services industry, having held positions at several firms, including Wells Fargo Securities, LLC, Stifel, Nicolaus & Company, Incorporated, Thomas Weisel Partners LLC, Deutsche Bank Securities Inc., BT Alex. Brown Incorporated, Financial Network Investment Corporation, Dean Witter Reynolds Inc., and Investor Service Center, Inc. Currently, Cheryl is registered with Barclays Capital Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/22/2022 - Present
Barclays Capital Inc. (NEW YORK NY)
MD
06/27/2011 - 09/08/2022
WELLS FARGO SECURITIES, LLC (BALTIMORE MD)
NY
07/09/2010 - 06/23/2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
07/26/2000 - 07/19/2010
THOMAS WEISEL PARTNERS LLC (NEW YORK NY)
NY
06/07/1999 - 08/30/2000
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/02/1997 - 06/07/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
CA
07/12/1995 - 10/29/1997
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NY
10/06/1993 - 05/04/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
10/26/1992 - 07/19/1993
INVESTOR SERVICE CENTER, INC. (ROCHESTER NY)
BC
Issued 12/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/09/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/26/1998
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 10/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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