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Cheryl Ann Schmidt

Barclays Capital Inc.

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About Cheryl Ann Schmidt

Cheryl Ann Schmidt is a financial professional with over 29 years of experience in the industry. Cheryl has a broad range of experience in the financial services industry, having held positions at several firms, including Wells Fargo Securities, LLC, Stifel, Nicolaus & Company, Incorporated, Thomas Weisel Partners LLC, Deutsche Bank Securities Inc., BT Alex. Brown Incorporated, Financial Network Investment Corporation, Dean Witter Reynolds Inc., and Investor Service Center, Inc. Currently, Cheryl is registered with Barclays Capital Inc.

Firm Information

Cheryl Schmidt is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cheryl Schmidt’s Registration & Firm History

NY

09/22/2022 - Present

Barclays Capital Inc. (NEW YORK NY)

MD

06/27/2011 - 09/08/2022

WELLS FARGO SECURITIES, LLC (BALTIMORE MD)

NY

07/09/2010 - 06/23/2011

STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)

NY

07/26/2000 - 07/19/2010

THOMAS WEISEL PARTNERS LLC (NEW YORK NY)

NY

06/07/1999 - 08/30/2000

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

09/02/1997 - 06/07/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

CA

07/12/1995 - 10/29/1997

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

NY

10/06/1993 - 05/04/1995

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

10/26/1992 - 07/19/1993

INVESTOR SERVICE CENTER, INC. (ROCHESTER NY)

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Licenses & Designations

BC

Issued 12/14/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/2007

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 03/09/2006

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 01/26/1998

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 10/22/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Cheryl Ann Schmidt.
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