Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cheryl? Claim Your ProfileCheryl Ann Rudolphi is an active investment advisor representative, registered with Raymond James Financial Services Advisors, Inc.. Cheryl has been in the industry since March 23, 1988. Cheryl has passed several professional exams including Series 7, 9, 10, 63, 65, and 66. Cheryl has a history of employment with several financial firms including UBS Financial Services Inc., Deutsche Bank Securities Inc., Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wheat, First Securities, Inc., and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
02/12/2019 - Present
Raymond James Financial Services Advisors, Inc. (Houston TX)
TX
07/21/2010 - 02/21/2019
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
TX
06/29/2007 - 06/30/2010
DEUTSCHE BANK SECURITIES INC. (HOUSTON TX)
TX
08/19/2003 - 07/24/2007
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
NY
12/07/1990 - 11/27/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
06/27/1990 - 12/03/1990
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
07/26/1984 - 08/10/1988
DEAN WITTER REYNOLDS INC.
BOTH
Issued 04/18/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/15/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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