Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cheryl? Claim Your ProfileCheryl Ann Peschke is a financial advisor with over 30 years of experience in the financial services industry. Cheryl has been registered with Raymond James & Associates, Inc. since 2011. Prior to that, she was a financial advisor with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., UBS Financial Services Inc., Dean Witter Reynolds Inc. and Shearson Lehman Hutton Inc. Cheryl holds the Series 3, 7 and 63 licenses as well as the SIE exam. Cheryl is registered to provide investment advice in 16 states and is also registered as an Investment Advisor Representative in Texas. Cheryl's specializations include retirement planning, college savings, estate planning and insurance. Cheryl is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/26/2011 - Present
Raymond James & Associates, Inc. (Houston TX)
TX
06/01/2009 - 09/07/2011
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
01/26/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
NJ
07/16/1999 - 02/06/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
03/29/1990 - 07/16/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
11/21/1989 - 04/05/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
BC
Issued 11/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1989
Series 3 - National Commodity Futures Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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