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Cheryl Ann Finno

Interactive Brokers LLC

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About Cheryl Ann Finno

Cheryl Ann Finno is a Registered Representative with Interactive Brokers LLC. Cheryl has been in the financial industry since 2015 and has experience with LPL FINANCIAL LLC and ROYAL ALLIANCE ASSOCIATES, INC.. Cheryl holds the Series 63, Series 7, and Series 65 licenses. Cheryl is registered to conduct business in Illinois.

Firm Information

Cheryl Finno is currently registered with Interactive Brokers LLC. Interactive Brokers LLC is a Limited Liability Company formed on March 9, 1998 and is approved to operate in all 50 U.S. states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cheryl Finno’s Registration & Firm History

IL

04/05/2018 - Present

Interactive Brokers LLC (CHICAGO IL)

IL

03/10/2016 - 01/29/2018

LPL FINANCIAL LLC (HOFFMAN ESTATES IL)

IL

07/28/2015 - 10/13/2015

ROYAL ALLIANCE ASSOCIATES, INC. (PALOS HEIGHTS IL)

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Licenses & Designations

IA

Issued 12/09/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/15/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Cheryl Ann Finno.
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