Unclaimed
Cherry Yu Chen is a financial professional with over 10 years of experience in the industry. Currently, Cherry Yu Chen is registered with Pimco Investments LLC in Newport Beach, California. Previously, Cherry Yu Chen has held positions with RAINMAKER SECURITIES, LLC and SIGNATOR INVESTORS, INC.. Cherry Yu Chen holds the Series 63, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/16/2016 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
FL
01/18/2016 - 03/24/2016
RAINMAKER SECURITIES, LLC (CORAL GABLES FL)
CA
12/20/2010 - 12/10/2015
SIGNATOR INVESTORS, INC. (ANAHEIM CA)
BC
Issued 07/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Cherry Chen is the right advisor for you? Invested Better is here to help.