Unclaimed
Cheri Lynn Brooks is a registered representative with Neuberger Berman BD LLC. Cheri has been in the industry since 1994. Cheri is also a registered investment advisor representative in Illinois and New York. Cheri has held previous positions with NEUBERGER BERMAN MANAGEMENT LLC in Chicago, IL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
03/29/2021 - Present
Neuberger Berman BD LLC (CHICAGO IL)
IL
12/19/1994 - 06/30/2016
NEUBERGER BERMAN MANAGEMENT LLC (CHICAGO IL)
IA
Issued 10/18/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/17/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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